Andrew H. Chen Ph.D.

Vita
Short Vita

Education
Ph.D., University of California, Berkeley, 1969
M.A., University of California, Berkeley, 1964
B.A., National Taiwan University, 1960

Areas of Expertise
Corporate Finance
Derivatives
Financial Institutes & Management
International Finance
Investment Management
Real Options
Risk Management

Courses Taught
Management of Financial Institutions
Derivative Securities
Corporate Financial Management
Security Analysis and Investment Management

Consulting Engagements
Expert witness for U.S. Department of Justice in Winstar cases.
Consultant to Jones, Day, Reavis & Pogue (law firm in Cleveland, Ohio), 1979-1986
Consultant to Chemical New York Southwest, Inc. on loan guaranteeing, 1987
Consultant to Bank One Dallas on strategic planning, 1990
Consultant to Hunt Unit Trusts on the application of collars in the protection of equity profits, 1997

Industry Experience
Director, LECG, LLC.
Director, Independent American Savings Association, 1986-1988
Advisory Director, Texas Commerce Bank, Dallas-West, 1986-1991
Director, Computer Thought Corporation, 1987-1988
Director, MBD Confirmation Corporation, 1988-1989
Chairman, North Texas Mesbic, Inc., 1991-1993
Director, Asia Pacific Finance Association, 1993- present

Current Research
Optimal Dynamic Business Strategies Under Uncertainty
Inflation and Corporate Pension Policy
Pension Insurance and Optimal Corporate Debt Policy
Uncertain Inflation and Indexed Bonds

Recent Publications
"The Wealth Effects from a Subordinated Debt Policy: Evidence from Passage of the Gramm-Leach-Bliley Act," (with K. Robinson and T. Siems), forthcoming in the Review of Financial Economics.

"Universal Banking under Bilateral Information Asymmetry," (with S. Banerji and S. Mazumdar), Journal of Financial Services Research, Volume 22, December 2002, pp. 169-187.

"A New Perspective On Infrastructure Financing in Asia," Pacific-Basin Finance Journal, Volume 10, June 2002, pp. 227-242.

"Merton Miller: a Tribute" Pacific-Basin Finance Journal, Volume 10, October 2002, pp.355-357.

"An Analysis of Dividend Enhanced Convertible Stocks" (with K. Chen and S. Howell), International Review of Economics and Finance, 8 (1999), pp. 327-338.

"Loan Sales and Bank Liquidity Management" (with S. Mazumdar), International Journal of Theoretical and Applied Finance, Vol. 2, 1999, pp. 113-129.

"A Dynamic Model of Firewalls and Non-Traditional Banking" (with S. Mazumdar), Journal of Banking and Finance, Vol. 21, 1997, pp. 393-416.

"Derivatives and Risks in Bank Regulation," Pacific-Basin Finance Journal, Vol. 5, 1997, pp. 157-169.

Editorial Boards

Editor: JAI Press Series Research in Finance, 1985- present
Managing Editor: International Journal of Theoretical and Applied Finance, 1997- present
Associate Editor: Journal of Money, Credit and Banking, 1980-1985
Associate Editor:The International Review of Financial Analysis, 1990- present
Associate Editor:Financial Review, 1985- 1991
Associate Editor:Journal of Financial and Quantitative Analysis, 1975- 1983
Associate Editor: Management Science, 1978- 1982
Editorial Boards: The Pacific-Basin Finance Journal, 1991- present

Grants, Honors & Awards

• Recognized Outstanding Teaching in MBA Program, SMU, 1993
• Recognized Outstanding Teaching in MBA Program, SMU, 1995
• Research Grant on An Empirical Examination of Futures Option Exercises, (with J. Overdahl), CBOT Educational Research Foundation, 1989- 1990
• Research Grant on Hedging Interest Rate Risk for Small and Mediumsize Banks, (with C. Lam), The Herbert V. Prochnow Educational Foundation, Madison, Wisconsin, 1986- 1987